Preparing to Meet with an Investment Advisor
Resources
Goals and Objectives
- What Investment Planning Goal(s) do you plan to accomplish during your meeting?
- Retirement
- Future Purchase
- Education
- Home Purchase
- Other___________
- What individuals will be participating in this process?
- Yourself
- Your Spouse
- Other Family Members ______
- Business Partners
- Others _____
What to Bring
- Demographic Information:
- Age, Dependents, Employment, Business Ownership, etc.
- Age, Dependents, Employment, Business Ownership, etc.
- Copy of your last Investment Plan (If applicable)
- Financial Documents:
- Retirement Plan Statement(s)
- IRA Statements
- Social Security Statement
- General Investment Account Statement
- College Savings Account Statements (529, etc.)
- Bank Statements (Specifically Savings or CD)
- Health Savings Account or Montana Medical Care Savings Account Statements
- Life Insurance Policies
- Listing of Assets:
- Home
- Cars
- Mortgage
- Business Assets
- Other __________
- Debt
- Mortgage
- Student
- Auto
- Boat/RV/ATV
- Other Property (Second Home, Lake Cabin)
- Home Equity
- Credit Card
- Other _________
- Income and Benefits
- Recent Pay Stub
- Last Tax Return
- Employee Benefits (Life Insurance, Flex Plan, Employer Matching Formula, etc.)